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If life arises wherever conditions are right, why haven't we heard from aliens?
These discoveries are bringing an old
paradox back into focus. As physicist Enrico Fermi asked in 1950, if
there are many suitable homes for life out there and alien life forms
are common, where are they all? More than half a century of searching
for extraterrestrial intelligence has so far come up empty-handed.
Of course, the universe is a very big
place. Even Frank Drake's famously optimistic "equation" for life's
probability suggests that we will be lucky to stumble across intelligent
aliens: they may be out there, but we'll never know it. That answer
satisfies no one, however.
If we cannot answer these kinds of
questions by looking out, might it be possible to get some clues by
looking in? Life arose only once on Earth, and if a sample of one were
all we had to go on, no grand conclusions could be drawn. But there is
more than that. Looking at a vital ingredient for life - energy -
suggests that simple life is common throughout the universe, but it does
not inevitably evolve into more complex forms such as animals. I might
be wrong, but if I'm right, the immense delay between life first
appearing on Earth and the emergence of complex life points to another,
very different explanation for why we have yet to discover aliens.
Living things consume an extraordinary
amount of energy, just to go on living. The food we eat gets turned
into the fuel that powers all living cells, called ATP. This fuel is
continually recycled: over the course of a day, humans each churn
through 70 to 100 kilograms of the stuff. This huge quantity of fuel is
made by enzymes, biological catalysts fine-tuned over aeons to extract
every last joule of usable energy from reactions.
The enzymes that powered the first
life cannot have been as efficient, and the first cells must have needed
a lot more energy to grow and divide - probably thousands or millions
of times as much energy as modern cells. The same must be true
throughout the universe.
This phenomenal energy requirement is
often left out of considerations of life's origin. What could the
primordial energy source have been here on Earth? Old ideas of lightning
or ultraviolet radiation just don't pass muster. Aside from the fact
that no living cells obtain their energy this way, there is nothing to
focus the energy in one place. The first life could not go looking for
energy, so it must have arisen where energy was plentiful.
Today, most life ultimately gets its
energy from the sun, but photosynthesis is complex and probably didn't
power the first life. So what did? Reconstructing the history of life by
comparing the genomes of simple cells is fraught with problems.
Nevertheless, such studies all point in the same direction. The earliest
cells seem to have gained their energy and carbon from the gases
hydrogen and carbon dioxide. The reaction of H2 with CO2
produces organic molecules directly, and releases energy. That is
important, because it is not enough to form simple molecules: it takes
buckets of energy to join them up into the long chains that are the
building blocks of life.
A second clue to how the first life
got its energy comes from the energy-harvesting mechanism found in all
known life forms. This mechanism was so unexpected that there were two
decades of heated altercations after it was proposed by British
biochemist Peter Mitchell in 1961.
Universal force field
Mitchell suggested that cells are
powered not by chemical reactions, but by a kind of electricity,
specifically by a difference in the concentration of protons (the
charged nuclei of hydrogen atoms) across a membrane. Because protons
have a positive charge, the concentration difference produces an
electrical potential difference between the two sides of the membrane of
about 150 millivolts. It might not sound like much, but because it
operates over only 5 millionths of a millimetre, the field strength over
that tiny distance is enormous, around 30 million volts per metre.
That's equivalent to a bolt of lightning.
Mitchell called this electrical driving force the proton-motive force. It sounds like a term from Star Wars,
and that's not inappropriate. Essentially, all cells are powered by a
force field as universal to life on Earth as the genetic code. This
tremendous electrical potential can be tapped directly, to drive the
motion of flagella, for instance, or harnessed to make the energy-rich
fuel ATP.
However, the way in which this force field is generated and tapped is extremely complex. The enzyme that makes ATP is
a rotating motor powered by the inward flow of protons.
Another protein that helps to generate the membrane potential, NADH
dehydrogenase, is like a steam engine, with a moving piston for pumping
out protons. These amazing nanoscopic machines must be the product of
prolonged natural selection. They could not have powered life from the
beginning, which leaves us with a paradox.
Life guzzles energy, and inefficient
primordial cells must have required much more energy, not less. These
vast amounts of energy are most likely to have derived from a proton
gradient, because the universality of this mechanism means it evolved
early on. But how did early life manage something that today requires
very sophisticated machinery?
There is a simple way to get huge
amounts of energy this way. What's more, the context makes me think that
it really wasn't that difficult for life to arise in the first place.
The answer I favour was proposed 20
years ago by the geologist Michael Russell, now at NASA's Jet Propulsion
Laboratory in Pasadena, California, who had been studying deep-sea
hydrothermal vents. Say "deep-sea vent" and many people think of
dramatic black smokers surrounded by giant tube worms. Russell had
something much more modest in mind: alkaline hydrothermal vents. These
are not volcanic at all, and don't smoke. They are formed as seawater
percolates down into the electron-dense rocks found in the Earth's
mantle, such as the iron-magnesium mineral olivine.
Olivine and water react to form
serpentinite in a process that expands and cracks the rock, allowing in
more water and perpetuating the reaction. Serpentinisation produces
alkaline - proton poor - fluids rich in hydrogen gas, and the heat it
releases drives these fluids back up to the ocean floor. When they come
into contact with cooler ocean waters, the minerals precipitate out,
forming towering vents up to 60 metres tall. Such vents, Russell
realised, provide everything needed to incubate life. Or rather they
did, four billion years ago.
Back then, there was very little, if any, oxygen, so the oceans were rich in dissolved iron. There was probably a lot more CO2 than there is today, which meant that the oceans were mildly acidic - that is, they had an excess of protons.
Just think what happens in a situation
like this. Inside the porous vents, there are tiny, interconnected
cell-like spaces enclosed by flimsy mineral walls. These walls contain
the same catalysts - notably various iron, nickel and molybdenum
sulphides - used by cells today (albeit embedded in proteins) to
catalyse the conversion of CO2 into organic molecules.
Fluids rich in hydrogen percolate through this labyrinth of catalytic micropores. Normally, it is hard to get CO2 and H2 to react: efforts to capture CO2
to reduce global warming face exactly this problem. Catalysts alone may
not be enough. But living cells don't capture carbon using catalysts
alone - they use proton gradients to drive the reaction. And between a
vent's alkaline fluids and acidic water there is a natural proton
gradient.
Could this natural proton-motive force
have driven the formation of organic molecules? It is too early to say
for sure. I'm working on exactly that question, and there are exciting
times ahead. But let's speculate for a moment that the answer is yes.
What does that solve? A great deal. Once the barrier to the reaction
between CO2 and H2 is down, the reaction can
proceed apace. Remarkably, under conditions typical of alkaline
hydrothermal vents, the combining of H2 and CO2 to produce the molecules found in living cells - amino acids, lipids, sugars and nucleobases - actually releases energy.
That means that far from being some
mysterious exception to the second law of thermodynamics, from this
point of view, life is in fact driven by it. It is an inevitable
consequence of a planetary imbalance, in which electron-rich rocks are
separated from electron-poor, acidic oceans by a thin crust, perforated
by vent systems that focus this electrochemical driving force into
cell-like systems. The planet can be seen as a giant battery; the cell
is a tiny battery built on basically the same principles.
I'm the first to admit that there are
many gaps to fill in, many steps between an electrochemical reactor that
produces organic molecules and a living, breathing cell. But consider
the bigger picture for a moment. The origin of life needs a very short
shopping list: rock, water and CO2.
Water and olivine are among the most
abundant substances in the universe. Many planetary atmospheres in the
solar system are rich in CO2, suggesting that it is common
too. Serpentinisation is a spontaneous reaction, and should happen on a
large scale on any wet, rocky planet. From this perspective, the
universe should be teeming with simple cells - life may indeed be
inevitable whenever the conditions are right. It's hardly surprising
that life on Earth seems to have begun almost as soon as it could.
Then what happens? It is generally
assumed that once simple life has emerged, it gradually evolves into
more complex forms, given the right conditions. But that's not what
happened on Earth. After simple cells first appeared, there was an
extraordinarily long delay - nearly half the lifetime of the planet -
before complex ones evolved. What's more, simple cells gave rise to
complex ones just once in four billion years of evolution: a shockingly
rare anomaly, suggestive of a freak accident.
If simple cells had slowly evolved
into more complex ones over billions of years, all kinds of intermediate
cells would have existed and some still should. But there are none.
Instead, there is a great gulf. On the one hand, there are the bacteria,
tiny in both their cell volume and genome size: they are streamlined by
selection, pared down to a minimum: fighter jets among cells. On the
other, there are the vast and unwieldy eukaryotic cells, more like
aircraft carriers than fighter jets. A typical single-celled eukaryote
is about 15,000 times larger than a bacterium, with a genome to match.
The great divide
All the complex life on Earth -
animals, plants, fungi and so on - are eukaryotes, and they all evolved
from the same ancestor. So without the one-off event that produced the
ancestor of eukaryotic cells, there would have been no plants and fish,
no dinosaurs and apes. Simple cells just don't have the right cellular
architecture to evolve into more complex forms.
What we discovered is that there is an
extraordinary energetic penalty for growing larger. If you were to
expand a bacterium up to eukaryotic proportions, it would have tens of
thousands of times less energy available per gene than an equivalent
eukaryote. And cells need lots of energy per gene, because making a
protein from a gene is an energy-intensive process. Most of a cell's
energy goes into making proteins.
At first sight, the idea that bacteria
have nothing to gain by growing larger would seem to be undermined by
the fact that there are some giant bacteria bigger than many complex
cells, notably Epulopiscium, which thrives in the gut of the surgeonfish. Yet Epulopiscium
has up to 200,000 copies of its complete genome. Taking all these
multiple genomes into consideration, the energy available for each copy
of any gene is almost exactly the same as for normal bacteria, despite
the vast total amount of DNA. They are perhaps best seen as consortia of
cells that have fused together into one, rather than as giant cells.
So why do giant bacteria need so many
copies of their genome? Recall that cells harvest energy from the force
field across their membranes, and that this membrane potential equates
to a bolt of lightning. Cells get it wrong at their peril. If they lose
control of the membrane potential, they die. Nearly 20 years ago,
biochemist John Allen, now at Queen Mary, University of London,
suggested that genomes are essential for controlling the membrane
potential, by controlling protein production. These genomes need to be
near the membrane they control so they can respond swiftly to local
changes in conditions. Allen and others have amassed a good deal of
evidence that this is true for eukaryotes, and there are good reasons to
think it applies to simple cells, too.
So the problem that simple cells face
is this. To grow larger and more complex, they have to generate more
energy. The only way they can do this is to expand the area of the
membrane they use to harvest energy. To maintain control of the membrane
potential as the area of the membrane expands, though, they have to
make extra copies of their entire genome - which means they don't
actually gain any energy per gene copy.
Put another way, the more genes that
simple cells acquire, the less they can do with them. And a genome full
of genes that can't be used is no advantage. This is a tremendous
barrier to growing more complex, because making a fish or a tree
requires thousands more genes than bacteria possess.
So how did eukaryotes get around this problem? By acquiring mitochondria.
About 2 billion years ago, one simple
cell somehow ended up inside another. The identity of the host cell
isn't clear, but we know it acquired a bacterium, which began to divide
within it. These cells within cells competed for succession; those that
replicated fastest, without losing their capacity to generate energy,
were likely to be better represented in the next generation.
And so on, generation after
generation, these endosymbiotic bacteria evolved into tiny power
generators, containing both the membrane needed to make ATP and the
genome needed to control membrane potential. Crucially, though, along
the way they were stripped down to a bare minimum. Anything unnecessary
has gone, in true bacterial style. Mitochondria originally had a genome
of perhaps 3000 genes; nowadays they have just 40 or so genes left.
For the host cell, it was a different
matter. As the mitochondrial genome shrank, the amount of energy
available per host-gene copy increased and its genome could expand.
Awash in ATP, served by squadrons of mitochondria, it was free to
accumulate DNA and grow larger. You can think of mitochondria as a fleet
of helicopters that "carry" the DNA in the nucleus of the cell. As
mitochondrial genomes were stripped of their own unnecessary DNA, they
became lighter and could each lift a heavier load, allowing the nuclear
genome to grow ever larger.
These huge genomes provided the
genetic raw material that led to the evolution of complex life.
Mitochondria did not prescribe complexity, but they permitted it. It's
hard to imagine any other way of getting around the energy problem - and
we know it happened just once on Earth because all eukaryotes descend
from a common ancestor.
Freak of nature
The emergence of complex life, then,
seems to hinge on a single fluke event - the acquisition of one simple
cell by another. Such associations may be common among complex cells,
but they are extremely rare in simple ones. And the outcome was by no
means certain: the two intimate partners went through a lot of difficult
co-adaptation before their descendants could flourish.
This does not bode well for the
prospects of finding intelligent aliens. It means there is no inevitable
evolutionary trajectory from simple to complex life. Never-ending
natural selection, operating on infinite populations of bacteria over
billions of years, may never give rise to complexity. Bacteria simply do
not have the right architecture. They are not energetically limited as
they are - the problem only becomes visible when we look at what it
would take for their volume and genome size to expand. Only then can we
see that bacteria occupy a deep canyon in an energy landscape, from
which they are unable to escape.
So what chance life? It would be
surprising if simple life were not common throughout the universe.
Simple cells are built from the most ubiquitous of materials - water,
rock and CO2 - and they are thermodynamically close to
inevitable. Their early appearance on Earth, far from being a
statistical quirk, is exactly what we would expect.
The optimistic assumption of the Drake
equation was that on planets where life emerged, 1 per cent gave rise
to intelligent life. But if I'm right, complex life is not at all
inevitable. It arose here just once in four billion years thanks to a
rare, random event. There's every reason to think that a similar freak
accident would be needed anywhere else in the universe too. Nothing else
could break through the energetic barrier to complexity.
This line of reasoning suggests that
while Earth-like planets may teem with life, very few ever give rise to
complex cells. That means there are very few opportunities for plants
and animals to evolve, let alone intelligent life. So even if we
discover that simple cells evolved on Mars, too, it won't tell us much
about how common animal life is elsewhere in the universe.
All this might help to explain why
we've never found any sign of aliens. Of course, some of the other
explanations that have been proposed, such as life on other planets
usually being wiped out by catastrophic events such as gamma-ray bursts
long before smart aliens get a chance evolve, could well be true too. If
so, there may be very few other intelligent aliens in the galaxy.
Then, again, perhaps some just happen
to live in our neighbourhood. If we do ever meet them, there's one thing
I would bet on: they will have mitochondria too.
Nick Lane is the first Provost's Venture Research
Fellow at University College London. His research on the origin of life
is funded by the Leverhulme Trust
- From issue 2870 of New Scientist magazine, page 32-37.
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